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Regulation NMS
Results: 1042

#	Item
961	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]January 7, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-08 08:22:53 Regulation NMS Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government Financial economics United States Securities and Exchange Commission United States securities law 73rd United States Congress
962	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]September 6, 2005 Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 608(e) Thereunder Extending a De Minimis Exemption for Transaction Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-06 08:38:28 Financial economics Economy of the United States Investment 73rd United States Congress Financial markets De minimis Regulation NMS Chicago Stock Exchange Securities Exchange Act United States Securities and Exchange Commission United States securities law Self-regulatory organizations
963	24 of 50 EXHIBIT 5 Additions underlined Deletions [bracketed] *** Rule 7.6. Trading Differentials Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-11 08:05:58** Investment Finance Order Regulation NMS New York Stock Exchange Intermarket sweep order National best bid and offer Short Financial markets Stock market Financial economics
964	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]; SR-NYSEAmex[removed]July 31, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting an Extensio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-31 19:40:16 73rd United States Congress Economy of the United States Regulation NMS Securities Exchange Act Business Financial regulation Self-regulatory organization New York Stock Exchange Euronext United States Securities and Exchange Commission NYSE Euronext United States securities law
965	Petition for Commission Review Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-27 17:30:16 Financial regulation Law Business Securities Exchange Act Christopher Cox U.S. Securities and Exchange Commission Securities Act Regulation NMS Franchising United States Securities and Exchange Commission United States securities law 73rd United States Congress
966	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]March 25, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-26 07:53:15 Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Financial regulation Government United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
967	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Topaz[removed]April 3, 2014 Self-Regulatory Organizations; Topaz Exchange, LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amend Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-04 15:21:48 Finance Financial markets Stock market United States securities law Order Futures contract Regulation NMS Securities Exchange Act Short United States Securities and Exchange Commission Financial economics Investment
968	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]April 29, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-30 07:03:56 73rd United States Congress Securities Exchange Act Financial regulation Government Regulation NMS U.S. Securities and Exchange Commission Federal Register Politics of the United States United States Securities and Exchange Commission United States securities law United States administrative law
969	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]; SR-NYSEMKT[removed]February 25, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Instituting Proce Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-26 09:23:45 Finance United States Securities and Exchange Commission NYSE Euronext Economy of the United States Stock market Regulation NMS New York Stock Exchange Dark liquidity Order Financial markets Financial economics Investment
970	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]March 25, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-26 07:52:39 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Regulation NMS Federal Rules of Civil Procedure Government Law United States Securities and Exchange Commission United States securities law 73rd United States Congress

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